Scroll Top

Legion seeks to generate attractive long-term returns employing deep fundamental research, a concentrated portfolio and responsible, collaborative engagement as a catalyst for value creation


  • SEC-registered investment advisor based in Los Angeles, CA
  •  Founded in 2012; employee-owned


  •  Focus on small-caps, a more inefficient universe with higher alpha generation potential
  • Concentrated, high-conviction portfolio built on deep fundamental research to identify undervalued stocks
  • Accelerate growth and catalyze value creation through ownership-oriented collaborative engagement with boards and management teams


  • Each co-founder has over 20 years of activist experience
  • Track record of attractive & uncorrelated returns in both our commingled funds and co-investment vehicles
  • Proven track record of effective shareholder engagement
  • Legion is singularly focused on one investment strategy – Small-Cap Activism